-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UvPAxcrfBzEo4VNSUt+k/zhgDtGPXJ3NymDuof9u25FiOgxgI6OeBoEpRRuVZ0CC I/KfjFJti1YdJ8P9KvzOCA== 0000904454-01-000028.txt : 20010214 0000904454-01-000028.hdr.sgml : 20010214 ACCESSION NUMBER: 0000904454-01-000028 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010213 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ISTA PHARMACEUTICALS INC CENTRAL INDEX KEY: 0000930553 STANDARD INDUSTRIAL CLASSIFICATION: IN VITRO & IN VIVO DIAGNOSTIC SUBSTANCES [2835] IRS NUMBER: 330511719 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-59537 FILM NUMBER: 1537299 BUSINESS ADDRESS: STREET 1: 15279 ALTON PARKWAY 100 CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: 9497886000 MAIL ADDRESS: STREET 1: 15279 ALTON PARKWAY 100 CITY: IRVINE STATE: CA ZIP: 92618 FORMER COMPANY: FORMER CONFORMED NAME: ADVANCED CORNEAL SYSTEMS INC DATE OF NAME CHANGE: 20000403 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: DOMAIN PARTNERS III L PET AL CENTRAL INDEX KEY: 0000936905 STANDARD INDUSTRIAL CLASSIFICATION: [] STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: ONE PALMER SQUARE CITY: PRINCETON STATE: NJ ZIP: 08542 MAIL ADDRESS: STREET 1: ONE PALMER SQUARE CITY: PRINCETON STATE: NJ ZIP: 08542 SC 13G 1 0001.txt SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ------------------------ SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILES PURSUANT TO RULES 13d-1(b),(c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. )/1 Ista Pharmaceuticals, Inc. ----------------------------------------------------------------- (Name of Issuer) Common Stock ----------------------------------------------------------------- (Title of Class of Securities) 45031X 10 5 ----------------------------------------------------------------- (CUSIP Number) August 22, 2000 ----------------------------------------------------------------- Date of Event Which Requires Filing of this Statement Check the appropriate box to designate the rule pursuant to which this Schedule is Filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [X] Rule 13d-1(d) - -------- 1/ The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act. CUSIP No. 45031X 10 5 Page 2 of 10 Pages - -------------------------------------------------------------------------------- 1) Name of Reporting Person Domain Partners I.R.S. Identification III, L.P. No. of Above Person (Entities Only) - -------------------------------------------------------------------------------- 2) Check the Appropriate Box (a) [ X ] if a Member of a Group (b) [ ] - -------------------------------------------------------------------------------- 3) SEC Use Only - -------------------------------------------------------------------------------- 4) Citizenship or Place Delaware of Organization - -------------------------------------------------------------------------------- Number of 5) Sole Voting 1,552,843 shares Shares Beneficially Power of Common Stock Owned by Each Reporting Person With -------------------------------------------------- 6) Shared Voting Power -0- -------------------------------------------------- 7) Sole Disposi- 1,552,843 shares tive Power of Common Stock -------------------------------------------------- 8) Shared Dis- positive Power -0- -------------------------------------------------- 9) Aggregate Amount Beneficially 1,552,843 shares Owned by Each Reporting person of Common Stock - -------------------------------------------------------------------------------- 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares - -------------------------------------------------------------------------------- 11) Percent of Class Represented by 10.1% Amount in Row (9) - -------------------------------------------------------------------------------- 12) Type of Reporting Person PN CUSIP No. 45031X 10 5 Page 3 of 10 Pages - -------------------------------------------------------------------------------- 1) Name of Reporting Person DP III Associates, I.R.S. Identification L.P. No. of Above Person (Entities Only) - -------------------------------------------------------------------------------- 2) Check the Appropriate Box (a) [ X ] if a Member of a Group (b) [ ] - -------------------------------------------------------------------------------- 3) SEC Use Only - -------------------------------------------------------------------------------- 4) Citizenship or Place Delaware of Organization - -------------------------------------------------------------------------------- Number of 5) Sole Voting 50,509 shares Shares Beneficially Power of Common Stock Owned by Each Reporting Person With -------------------------------------------------- 6) Shared Voting Power -0- -------------------------------------------------- 7) Sole Disposi- 50,509 shares tive Power of Common Stock -------------------------------------------------- 8) Shared Dis- positive Power -0- -------------------------------------------------- 9) Aggregate Amount Beneficially 50,509 shares Owned by Each Reporting person of Common Stock - -------------------------------------------------------------------------------- 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares - -------------------------------------------------------------------------------- 11) Percent of Class Represented by 0.3% Amount in Row (9) - -------------------------------------------------------------------------------- 12) Type of Reporting Person PN CUSIP No. 45031X 10 5 Page 4 of 10 Pages - -------------------------------------------------------------------------------- 1) Name of Reporting Person Domain Associates, I.R.S. Identification L.L.C. No. of Above Person (Entities Only) - -------------------------------------------------------------------------------- 2) Check the Appropriate Box (a) [ X ] if a Member of a Group (b) [ ] - -------------------------------------------------------------------------------- 3) SEC Use Only - -------------------------------------------------------------------------------- 4) Citizenship or Place Delaware of Organization - -------------------------------------------------------------------------------- Number of 5) Sole Voting 119,999 shares Shares Beneficially Power of Common Stock Owned by Each Reporting Person With -------------------------------------------------- 6) Shared Voting Power -0- -------------------------------------------------- 7) Sole Disposi- 119,999 shares tive Power of Common Stock -------------------------------------------------- 8) Shared Dis- positive Power -0- -------------------------------------------------- 9) Aggregate Amount Beneficially 119,999 shares Owned by Each Reporting person of Common Stock - -------------------------------------------------------------------------------- 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares - -------------------------------------------------------------------------------- 11) Percent of Class Represented by 0.8% Amount in Row (9) - -------------------------------------------------------------------------------- 12) Type of Reporting Person OO CUSIP No. 45031X 10 5 Page 5 of 10 Pages Schedule 13G ------------ Item 1(a) - Name of Issuer: Ista Pharmaceuticals, Inc. Item 1(b) - Address of Issuer's Principal Executive Offices: 15279 Alton Parkway 100 Irvine, CA 92618 Item 2(a) - Name of Person Filing: This statement is being filed by Domain Partners III, L.P., a Delaware limited partnership ("Domain III"), DP III Associates, L.P., a Delaware limited partnership ("DP III A"), and Domain Associates, L.L.C, a Delaware limited liability company (collectively, the "Reporting Persons"). Item 2(b) - Address of Principal Business Office: One Palmer Square Princeton, NJ 08542 Item 2(c) - Place of Organization: Domain III: Delaware DP III A: Delaware DA: Delaware Item 2(d) - Title of Class of Securities: Common Stock Item 2(e) - CUSIP Number: 45031X 10 5 Item 3 - Statements Filed Pursuant to Rules 13d-1(b) or 13d-2(b): Not applicable. CUSIP No. 45031X 10 5 Page 6 of 10 Pages Item 4 - Ownership. (a) Amount Beneficially Owned: Domain III: 1,552,843 shares of Common Stock DP III A: 50,509 shares of Common Stock DA: 119,999 shares of Common Stock (b) Percent of Class: Domain III: 10.1% DP III A: 0.3% DA: 0.8% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: Domain III: 1,552,843 shares of Common Stock DP III A: 50,509 shares of Common Stock DA: 119,999 shares of Common Stock (ii) shared power to vote or to direct the vote: -0- (iii) sole power to dispose or to direct the disposition of: Domain III: 1,552,843 shares of Common Stock DP III A: 50,509 shares of Common Stock DA: 119,999 shares of Common Stock (iv) shared power to dispose or to direct the disposition of: -0- Item 5 - Ownership of Five Percent or Less of a Class: Not applicable. Item 6 - Ownership of More than Five Percent on Behalf of Another Person: CUSIP No. 45031X 10 5 Page 7 of 10 Pages Not applicable. Item 7 - Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Company: Not applicable. Item 8 - Identification and Classification of Members of the Group: See Exhibit 2. Item 9 - Notice of Dissolution of Group: Not applicable. Item 10 - Certification: Not applicable. CUSIP No. 45031X 10 5 Page 8 of 10 Pages Signature: After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. DOMAIN PARTNERS III, L.P. By: One Palmer Square Associates III, L.P., General Partner By /s/ Kathleen K. Schoemaker -------------------------------- General Partner DP III ASSOCIATES, L.P. By: One Palmer Square Associates III, L.P., General Partner By /s/ Kathleen K. Schoemaker -------------------------------- General Partner DOMAIN ASSOCIATES, L.L.C. By /s/ Kathleen K. Schoemaker -------------------------------- Managing Member Date: February 9, 2001 CUSIP No. 45031X 10 5 Page 9 of 10 Pages EXHIBIT 1 AGREEMENT OF DOMAIN PARTNERS III, L.P., DP III ASSOCIATES, L.P. AND DOMAIN ASSOCIATES, L.L.C. PURSUANT TO RULE 13d-1(f) ------------------------- The undersigned hereby agree that the Information Statement on Schedule 13G to which this Agreement is annexed as Exhibit 1 is filed on behalf of each of them in accordance with the provisions of 13d-1(f) under the Securities Exchange Act of 1934, as amended. DOMAIN PARTNERS III, L.P. By: One Palmer Square Associates III, L.P., General Partner By /s/ Kathleen K. Schoemaker -------------------------------- General Partner DP III ASSOCIATES, L.P. By: One Palmer Square Associates III, L.P., General Partner By /s/ Kathleen K. Schoemaker -------------------------------- General Partner DOMAIN ASSOCIATES, L.L.C. By /s/ Kathleen K. Schoemaker -------------------------------- Managing Member Date: February 9, 2001 CUSIP No. 45031X 10 5 Page 10 of 10 Pages EXHIBIT 2 Identification and Classification of Members of the Group --------------------------------- Domain Partners III, L.P., DP III Associates, L.P. and Domain Associates, L.L.C. are filing this statement on Schedule 13G as a group. Domain Partners III, L.P. is a Delaware limited partnership. Its sole general partner is One Palmer Square Associates III, L.P., a Delaware limited partnership. DP III Associates, L.P. is a Delaware limited partnership. Its sole general partner is One Palmer Square Associates III, L.P., a Delaware limited partnership. Domain Associates, L.L.C. is a Delaware limited liability company. -----END PRIVACY-ENHANCED MESSAGE-----